<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">AJAC</journal-id><journal-title-group><journal-title>American Journal of Analytical Chemistry</journal-title></journal-title-group><issn pub-type="epub">2156-8251</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/ajac.2013.46A002</article-id><article-id pub-id-type="publisher-id">AJAC-33450</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Chemistry&amp;Materials Science</subject></subj-group></article-categories><title-group><article-title>
 
 
  Challenges in the Development of Film-Forming Additives for Lithium Ion Battery: A Review
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>annan</surname><given-names>Zhang</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Yingjie</surname><given-names>Zhang</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Shubiao</surname><given-names>Xia</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Peng</surname><given-names>Dong</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Liying</surname><given-names>Jin</given-names></name><xref ref-type="aff" rid="aff2"><sup>2</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Jinjie</surname><given-names>Song</given-names></name><xref ref-type="aff" rid="aff3"><sup>3</sup></xref></contrib></contrib-group><aff id="aff3"><addr-line>Key Laboratory of Mesoscale Severe Weather/MOE, School of Atmospheric Sciences, Nanjing University, Nanjing, China</addr-line></aff><aff id="aff2"><addr-line>Shandong Institute of Physical Education and Sports, Jinan, China</addr-line></aff><aff id="aff1"><addr-line>Faculty of Materials Science and Engineering, Kunming University of Science and Technology, Kunming, China</addr-line></aff><author-notes><corresp id="cor1">* E-mail:<email>zyn_legolas@163.com(AZ)</email>;</corresp></author-notes><pub-date pub-type="epub"><day>21</day><month>06</month><year>2013</year></pub-date><volume>04</volume><issue>06</issue><fpage>7</fpage><lpage>12</lpage><history><date date-type="received"><day>April</day>	<month>12,</month>	<year>2013</year></date><date date-type="rev-recd"><day>May</day>	<month>21,</month>	<year>2013</year>	</date><date date-type="accepted"><day>June</day>	<month>5,</month>	<year>2013</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
   Electrolytes additives are ubiquitous and indispensable in all electrochemical devices. In this sense, the<b> </b>principle and the classification of film-forming additives for lithium ion secondary batteries are described. The film formation mechanism and research progress of the pyrazole derivatives, organic halogenide, esters and derivatives, boron compounds and inorganic compounds are introduced. Emphasis is focused on the principles and film-forming mechanisms of each additive. The development of film-forming additives is forecasted and prospected. 
 
</p></abstract><kwd-group><kwd>Lithium Ion Battery; Film-Forming Additives; Solid Electrolyte Interphase Film</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>In recent years, the lithium ion battery has been used in various electric devices owing to its large energy density, light volume, excellent cycle performance and no memory effect [<xref ref-type="bibr" rid="scirp.33450-ref1">1</xref>]. Conventionally, a passivation layer-solid electrolyte interphase film has been formed on the cathode surface in the case of lithium ion battery charging and discharging during the first cycle, which could effectively distinguish between the electrolyte and cathode materials. The lithium is a poor conductor of ions whereas it is a good conductor of electronics [2,3]. The film inhibits the continuous consumption of lithium and plays an important role in the protection of electrode [4,5]. Some studies have shown that, for the electrochemical performance of battery, it is critical to understand whether a layer of film with uniform, stable, low impedance and excellent adhesion properties can be formed [6-8]. More importantly, the layer consumes lithium irreversibly on the initial charge of a Li-ion cell, which robs the capacity from the cathode, unless the SEI layer is preformed before the cell assembly [7-9]. Therefore, it is of great academic and practical significance to develop the film-forming additives so that the main ingredients of the electrolyte solvent are preferentially decomposed into the uniform and stable SEI film on the graphite negative electrode materials.</p></sec><sec id="s2"><title>2. Mechanism of the Film-Forming Additives</title><p>According to Peled’s model, the SEI forms instantaneously upon its contact with electrolytes for the lithium metal, and the reduction of electrolyte components should be indiscriminate to all possible species. On the other hand, the formation of the SEI should be a stepwise and preferential reduction of certain electrolyte components on the anode. The existence of an SEI constitutes the foundation on which lithium ion chemistry could operate reversibly. Inside the lithium batteries, the initial step of electrochemical reduction is characterized by one electron transmitting from the electrode with anode polarization to the solvation of the lithium ion battery. Then free radicals of solvent molecules establish the charge exchange balance with complexing solvent molecules. It has also been realized that this formation process does not start until the potential of potential of carbonaceous anodes being cathodically polarized to a certain level [10- 13]. Aurbach et al. [<xref ref-type="bibr" rid="scirp.33450-ref14">14</xref>] found that the electron-withdrawing ability of the reactive group is a critical factor for SEI formation. The reactive groups could restrain the destruction of the graphite anode from solvent molecules, and inhibit the excessive decomposition of electrolyte components so as to passivate the electrode surface effectively.</p><p>The chemical software calculation may be a good method to screen film-forming additives. On the basis of molecular orbital theory, the energies of the highest occupied molecular orbital (HOMO) and lowest unoccupied molecular orbital (LUMO) determine the ability of molecules to lose and gain electrons [15,16]. Kito et al. [<xref ref-type="bibr" rid="scirp.33450-ref17">17</xref>] used LUMO, HOMO energy level to estimate the oxidation stability for some additives. Johansson [<xref ref-type="bibr" rid="scirp.33450-ref18">18</xref>] selected an initio quantum mechanical calculations as the primary selection and search toll in the quest for new lithium salts.</p></sec><sec id="s3"><title>3. Classification of the Film-Forming Additives</title><p>Based on the existence of room temperatures, can be divided into gas, liquid and solid film-forming additives. Meanwhile, considering on the film forming mechanisms, can be divided into reduction, reaction and modification additives. Besides these classifications, on the molecular structure, can be divided into ring and chain based on the molecular structures.</p><sec id="s3_1"><title>3.1. Pyrazole Derivatives and Organic Halogenide Additives</title><p>Without exceptions, more electroactive the molecules, easier formation of SEI film under high negative electrode potential [<xref ref-type="bibr" rid="scirp.33450-ref19">19</xref>]. For the same type of organic solvent, when the alkyl volume is greater, the oxygen density of electron cloud is higher and the molecular is less active. It indicates that the compound with strong electron-withdrawing has a good application in the film and thermal stabilized additives, such as pyrazole derivatives and organic halogenide compounds [20,21].</p><p>Abouimrace et al. [<xref ref-type="bibr" rid="scirp.33450-ref22">22</xref>] added 3-hexylthiophene to a 1.2 M LiPF6 EC/EMC (3/7) electrolyte solution in amounts varied from 0.05 wt% to 0.20 wt%. Upon oxidation, this monomer forms a conductive, conjugated polymer on the cathode surface resulting in significant increase in the cycle lifetimes of lithium half-cells containing high capacity Li<sub>1.2</sub>Ni<sub>0.15</sub>Co<sub>0.1</sub>Mn<sub>0.55</sub>O<sub>2</sub> and high voltage LiNi<sub>0.5</sub>Mn<sub>1.5</sub>O<sub>4</sub> cathodes [<xref ref-type="bibr" rid="scirp.33450-ref23">23</xref>].</p><p>Dawoong et al. [<xref ref-type="bibr" rid="scirp.33450-ref24">24</xref>] used 3-(trifluoromethyl) pyrazole (TFMP), Pyrazole, 3,5-bis(trifluoromethyl) pyrazole (BTFMP) as functional electrolytes, and added them into 1.1 M LiPF<sub>6</sub> with EC/EMC equaling to 4:6 by volume. The linear sweep voltammogram curves show that the pyrazole and BFTMP are easier to oxidize than the TFMP. The energy required to remove the film satisfies that: no-additive &lt; TFMP &lt; pyrazole &lt; BTFMP. The formation of passivation films can prohibit further rapid electrolysis of electrolytes, while high intensity of the oxidative current can assist in creating thicker or denser films on the electrodes. That’s the reason that pyrazole derivatives show excellent properties as thermal protectors and film-forming additives.</p><p>Chen et al.<sup> </sup>[<xref ref-type="bibr" rid="scirp.33450-ref25">25</xref>] synthesized allyl tris(2,2,2-trifluoroethyl) carbonate (ATFEC) and used it as a bi-functional additive in electrolytes for lithium ion batteries. <xref ref-type="fig" rid="fig1">Figure 1</xref></p><p>shows that the film-forming effect of 1% ATFEC on natural graphite in 1 M LiPF<sub>6</sub>/PC electrolyte. The potential plateau at around 1.2 V vs Li. in the first discharge is ascribed to the decomposition of ATFEC. The coulombic efficiency of the cell is only 29% in the first cycle. And in the subsequent cycles the efficiency continuously rises with the increasing thickness and compactness of the SEI layer as a decomposition product of the additive. The coulombic efficiency of the cell increases to 92% after four cycles. This means that the formed SEI layer is stable and effective in preventing the co-intercalation of PC. And the flame-retarding effect of the ATFEC additive in the electrolytes reveals that the SET of the electrolyte decreases from 65 sg<sup>−1</sup> for the original electrolyte to 18 sg<sup>−1</sup> when 30 vol.% ATFEC is added. It indicates that addition of ATFEC can enhance the thermal stability and shorten the flame extinguishing time of the electrolyte significantly.</p></sec><sec id="s3_2"><title>3.2. Esters and Derivatives</title><p>Wu et al. [<xref ref-type="bibr" rid="scirp.33450-ref26">26</xref>] prepared a new binary electrolyte containing tetramethylene sulfone (TMS) and hexamethylene diisocyanate (HDI) with lithium difluoro(oxalate)botate (LiODFB) as the lithium salt. Combined with the mixed electrolyte, LiNi<sub>1/3</sub>Co<sub>1/3</sub>Mn<sub>1/3</sub>O<sub>2 </sub>and LiCoO<sub>2</sub> cathode materials show specific capacities of nearly 168.3 mA h∙g<sup>−1</sup> and 134.5 mA h∙g<sup>−1</sup> after 50 cycles, respectively, which is superior to those containing the traditional electrolyte. The frontier molecular orbitals of various electrolytes and their energies were calculated and are shown in <xref ref-type="fig" rid="fig2">Figure 2</xref>. The energy of the HOMO of HDI and EI is lower</p><p>than that of other isocyanate compounds, while the energy of their LUMO is higher, the existence of fluorine is indicative of a low energy HOMO of the compound molecule, and this raises its oxidation potential. This can be explained why HDI has a high oxidation potential (5.2 V) and an outstanding ability to form an SEI layer.</p><p>Han et al.<sup> </sup>[<xref ref-type="bibr" rid="scirp.33450-ref27">27</xref>]<sup> </sup>added a small amount (3 wt%) of succinic anhydride (SA) into the liquid electrolyte in order to improve the electrochemical performance of amorphous Si thin film electrode during cycles without sacrificing the charge-discharge potential. The presence of SA can prevent the decomposition of the LiPF<sub>6</sub> salt on the Si surface on which an SEI layer with higher hydrocarbon and Li<sub>2</sub>CO<sub>3</sub> contents is formed. This is explained by scanning electron micrographs and XPS spectra for Si thinfilm electrodes. It appears to be the primary factor of a proper SEI layer enhancing the interfacial properties of the Si surface.</p><p>In a recent report, vinylene carbonate (VC) might be the most famous in the lithium ion research and development community [28,29]. The small concentration of VC can effectively reduce the irresversible capacity associated with the 0.80 V process in almost any PC-based electrolyte, VC in the bulk concentration, does not constitute any instability on the charged surface of anode materials [<xref ref-type="bibr" rid="scirp.33450-ref30">30</xref>]. Aurbach et al. [<xref ref-type="bibr" rid="scirp.33450-ref31">31</xref>] chose VC as an additive to electrolyte solutions for the model electroldes, synthetic graphite as the anode material, and LiMn<sub>2</sub>O<sub>4</sub> spinel and LiNiO<sub>2</sub> as the cathode materials. The spectroscopic studies indicate that VC is reduced to the species containing OCO<sub>2</sub>Li groups that have C C double bonds on graphite electrodes at low potential in EC-containing solutions. The presence of VC in EC-DMC/LiPF<sub>6</sub> solutions reduces the irreversible capacity of lithiated graphite electrodes and improves their stability during prolonged cycles, especially at elevated temperature. Shu et al.<sup> </sup>[<xref ref-type="bibr" rid="scirp.33450-ref32">32</xref>] added chloroethylene carbonate into non aqueous electrolyte for a graphite anode and noticed that the electrolyte decomposition during the first lithium intercalation into graphite in a ropylene carbonate based electrolytes is significantly reduced under the presence of chloroethylene carbonate. Formation of a stable passivation film on the graphite surface is believed to be the reason for the improved cell performance.<sup> </sup></p><p>Xie et al.<sup> </sup>[<xref ref-type="bibr" rid="scirp.33450-ref33">33</xref>] tested the effect of gamma-crotonlatione (GCL) to electrolyte solutions of 1 M LiPF<sub>6</sub> EC:DMC (1:1, vol). The result indicates that the lithium ion battery with electrolyte containing GCL has excellent low temperature electrochemical behaviors, and can operate at −60˚C. Cyclic volatammetry shows that the GCL has higher reduction decomposition potential at about 2.1 V. Charge-discharge test explains that smaller volume amounts in the order of 10<sup>−6</sup> GCL can efficiently improve the cyclic performance of MCMB electrode and decrease the impedance of MCMB/Li half-cell. FTIR and XPS reveal that the SEI film derived from GCL is less element (P, F) components, and more Li<sub>2</sub>CO<sub>3 </sub>than that derived from the electrolyte without GCL as shown in <xref ref-type="fig" rid="fig3">Figure 3</xref>.</p></sec><sec id="s3_3"><title>3.3. Boron Compounds</title><p>Since the bis(oxalate)borate (LiBOB) was disclosed by Lischka et al. [<xref ref-type="bibr" rid="scirp.33450-ref34">34</xref>], a series of studies of its properties have been carried on. It meets the basic requirements for a salt to be used in lithium-ion cell: good thermal stability, wide electrochemical window, acceptable conductivity at ambient temperature, and the ability to form SEI layer on the electrodes and to passivate aluminum current collector from anodic dissolution [35,36]. The two unique properties of LiBOB were identified by and Xu and co-workers: 1) the ability of the LiBOB-containing lithium ion cells with lithium nickel-based mixedmetal oxide cathode cycle at elevated temperatures [<xref ref-type="bibr" rid="scirp.33450-ref36">36</xref>] and 2) the ability of LiBOB to effectively stabilize the grapheme structure even in neat PC solution. Unlike LiPF<sub>6</sub> decomposing to LiF and PF<sub>5</sub> at high temperature LiBOB is</p><p>stable below 302˚C. This unique property is regarded to solve capacity fading of LiMn<sub>2</sub>O<sub>4</sub> spinel cathode cycling at higher temperatures [<xref ref-type="bibr" rid="scirp.33450-ref37">37</xref>]. Tang et al. [<xref ref-type="bibr" rid="scirp.33450-ref38">38</xref>] also investigated the formation of the SEI film on graphite in a LiBOB-based electrolyte by EIS, XPS and FTIR. The effects of the SEI film on the cycle abilities of graphite were examined at 25˚C and 70˚C. Results show that the SEI film is formed at around 1.7 V. And BOB-ions are reduced to oxalate, which is one of the components of the SEI film. Meanwhile, the graphite has better cycleability in the LiBOB-based electrolyte than that in the LiPF<sub>6</sub>- Based electrolyte no matter what temperature is at room.</p></sec><sec id="s3_4"><title>3.4. Inorganic Compounds</title><p>Aurbach et al. [<xref ref-type="bibr" rid="scirp.33450-ref39">39</xref>] noticed that the presence of CO<sub>2</sub> in the electrolyte had pronounced effects on the lithiation behavior of graphitic anodes and proposed that CO<sub>2</sub> participated in the formation of the SEI by two-electon process, yielding Li<sub>2</sub>CO<sub>3</sub>, which assisted in the buildup of the protective surface. Osake et al. [<xref ref-type="bibr" rid="scirp.33450-ref40">40</xref>] tried to inject some small molecules (CO<sub>2</sub>, SO<sub>2</sub>) into organic electrolyte and noticed that all of them can accelerate the formation of passive film. Besides CO<sub>2</sub> and SO<sub>2</sub>, other gaseous in an inorganic salt species such as N<sub>2</sub>O [<xref ref-type="bibr" rid="scirp.33450-ref41">41</xref>], Li<sub>2</sub>CO<sub>3</sub> [<xref ref-type="bibr" rid="scirp.33450-ref42">42</xref>], Li<sub>2</sub>SO<sub>3</sub>, and K<sub>2</sub>CO<sub>3</sub> [<xref ref-type="bibr" rid="scirp.33450-ref43">43</xref>] are also considered as additives. Jee et al. [<xref ref-type="bibr" rid="scirp.33450-ref42">42</xref>] examined the generated gases and passive films on the carbon electrode by chromatography and Fourier transformed infrared spectroscopy. When 0.05 Li<sub>2</sub>CO<sub>3</sub> is added as an electrolyte additive, the total volume of generated gases is reduced, and the discharge capacity and the conductivity of lithium-ions are increased. These results can be explained by the genesis of more compact and thin SEI film on the carbon electrode formed by Li<sub>2</sub>CO<sub>3</sub>. Zheng et al. [<xref ref-type="bibr" rid="scirp.33450-ref43">43</xref>] found that the presence of K<sub>2</sub>CO<sub>3</sub> in the electrolyte prior to the charge-discharge cycle considerably reduced the irreversible capacity loss in the first cycle, which was attributed to the mild electrolyte reduction at the electrode/electrolyte interface resulting in the formation of a thin, homogenous, and more conductive soli electrolyte interface on the graphite surface.</p></sec></sec><sec id="s4"><title>4. Conclusion</title><p>In conclusion, the efficient and stable SEI film formation is crucial to the cycle performance and capacity of lithium-ion batteries. On the other hand, a reasonable use of the additives could significantly change the targeted property.</p><p>The current trend of developing film-forming additives is: 1) less adverse reactions to the cycling of Li ions; 2) additive-combination for developing additives with a high reductive decomposition potential and good reversibility such as using PC combined with PS to improve the stability of the solution; 3) chemical software calculation and molecular designment serving as a good method to screen film-forming additives; 4) research on solid electrolyte with a high ion conductivity at room temperature, good phase and chemical stability which is also an important direction of film-forming additives.</p></sec><sec id="s5"><title>REFERENCES</title></sec></body><back><ref-list><title>References</title><ref id="scirp.33450-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">N. Kamaya, K. Homma, Y. 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