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  <front>
    <journal-meta>
      <journal-id journal-id-type="publisher-id">Oalib</journal-id>
      <journal-title-group>
        <journal-title>Open Access Library Journal</journal-title>
      </journal-title-group>
      <issn pub-type="epub">2333-9721</issn>
      <issn pub-type="ppub">2333-9705</issn>
      <publisher>
        <publisher-name>Scientific Research Publishing</publisher-name>
      </publisher>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.4236/oalib.1114824</article-id>
      <article-id pub-id-type="publisher-id">Oalib-148767</article-id>
      <article-categories>
        <subj-group>
          <subject>Article</subject>
        </subj-group>
        <subj-group>
          <subject>Biomedical</subject>
          <subject>Life Sciences</subject>
          <subject>Business</subject>
          <subject>Economics</subject>
          <subject>Chemistry</subject>
          <subject>Materials Science</subject>
          <subject>Computer Science</subject>
          <subject>Communications</subject>
          <subject>Earth</subject>
          <subject>Environmental Sciences</subject>
          <subject>Engineering</subject>
          <subject>Medicine</subject>
          <subject>Healthcare</subject>
          <subject>Physics</subject>
          <subject>Mathematics</subject>
          <subject>Social Sciences</subject>
          <subject>Humanities</subject>
        </subj-group>
      </article-categories>
      <title-group>
        <article-title>Machine Learning Methods in Competitive Swimming Analysis: Paradigm Evolution, Architectural Framework, and Future Prospects</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <name name-style="western">
            <surname>Su</surname>
            <given-names>Sujing</given-names>
          </name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author" corresp="yes">
          <name name-style="western">
            <surname>Zhu</surname>
            <given-names>Houwei</given-names>
          </name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
      </contrib-group>
      <aff id="aff1"><label>1</label> College of Physical Education and Health Sciences, Zhejiang Normal University, Jinhua, China </aff>
      <author-notes>
        <fn fn-type="conflict" id="fn-conflict">
          <p>The authors declare no conflicts of interest.</p>
        </fn>
      </author-notes>
      <pub-date pub-type="epub">
        <day>05</day>
        <month>01</month>
        <year>2026</year>
      </pub-date>
      <pub-date pub-type="collection">
        <month>01</month>
        <year>2026</year>
      </pub-date>
      <volume>13</volume>
      <issue>01</issue>
      <fpage>1</fpage>
      <lpage>10</lpage>
      <history>
        <date date-type="received">
          <day>30</day>
          <month>12</month>
          <year>2025</year>
        </date>
        <date date-type="accepted">
          <day>11</day>
          <month>01</month>
          <year>2026</year>
        </date>
        <date date-type="published">
          <day>14</day>
          <month>01</month>
          <year>2026</year>
        </date>
      </history>
      <permissions>
        <copyright-statement>© 2026 by the authors and Scientific Research Publishing Inc.</copyright-statement>
        <copyright-year>2026</copyright-year>
        <license license-type="open-access">
          <license-p> This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license ( <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link> ). </license-p>
        </license>
      </permissions>
      <self-uri content-type="doi" xlink:href="https://doi.org/10.4236/oalib.1114824">https://doi.org/10.4236/oalib.1114824</self-uri>
      <abstract>
        <p>In competitive swimming, victory is decided by hundredths of a second, yet traditional biomechanical analysis often struggles with data complexity and delayed feedback. This review addresses the current research fragmentation by proposing an innovative four-dimensional framework (Data, Feature, Model, and Application layers) to systematically categorize the machine learning (ML) landscape in swimming analysis. We deconstruct the racing process into macro-phases (start, swim-through, turns, and finish) and micro-stroke cycles, highlighting how deep learning architectures like Transformers are replacing manual annotation with automated action segmentation. Furthermore, the study identifies key performance predictors—such as Intra-cyclic Velocity Fluctuations (IVV), Stroke Index (SI), and Countermovement Jump (CMJ) impulse—as critical inputs for robust feature engineering. By integrating Explainable AI (XAI), this study bridges the gap between complex “black box” models and actionable coaching insights. Ultimately, we provide a methodological roadmap for building “digital twins” of athletes, shifting swimming science toward a synergy of biomechanical depth and computational precision.</p>
      </abstract>
      <kwd-group kwd-group-type="author-generated" xml:lang="en">
        <kwd>Swimming Performance</kwd>
        <kwd>Machine Learning</kwd>
        <kwd>Biomechanics</kwd>
        <kwd>Feature Engineering</kwd>
        <kwd>Explainable AI</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec1">
      <title>1. Introduction</title>
      <p>Under the eternal theme of “Citius, Altius, Fortius” (Higher, Faster, Stronger) in competitive sports, swimming stands as a racing discipline where victories are decided by hundredths of a second. Consequently, the micro-composition and optimization of performance have remained the central focus of sports science research. Swimming performance is not a simple single-point output; rather, it is a complex product of non-linear superposition and dynamic coupling across several heterogeneous sub-phases: the start, turns, stroking (swim-through), and the finish [<xref ref-type="bibr" rid="B1">1</xref>]. Each phase involves unique biomechanical, physiological, and fluid dynamic principles, and the transitions and continuity between these phases are decisive for the final outcome. Therefore, conducting refined, quantitative analysis of the racing process to deeply understand the complex mapping between phase-specific performance and total time is vital for scientific training, technical diagnosis, and tactical formulation.</p>
      <p>For a long time, swimming race analysis has primarily relied on traditional biomechanical measurements (e.g., high-speed videography, underwater filming, force plates) and classical statistical methods (e.g., correlation analysis, regression models) [<xref ref-type="bibr" rid="B2">2</xref>]. These methods established the empirical foundation of the field, revealing fundamental associations between key parameters—such as stroke rate, stroke length, and turn time—and overall performance. However, as competitive levels approach the limits of human potential and data acquisition technologies (e.g., Inertial Measurement Units (IMUs), pressure sensors, panoramic video systems) undergo explosive growth, the limitations of traditional paradigms have become increasingly prominent.</p>
      <p>First, traditional biomechanical analysis, particularly video-based methods, often faces hurdles such as expensive equipment, complex deployment, time-consuming analysis, and delayed feedback. The unique nature of the underwater environment makes it difficult to directly apply precision technologies like optical motion capture, creating a bottleneck in data acquisition [<xref ref-type="bibr" rid="B3">3</xref>]. Second, traditional statistical models (e.g., linear regression) are often built on simplifying assumptions like linear relationships and feature independence. These struggle to capture the complex interactions and non-linear dynamic evolution among multiple factors (technique, physical fitness, tactics, psychology) inherent in swimming. Furthermore, feature selection depends heavily on the researcher’s experience and prior knowledge, potentially overlooking deep patterns hidden in the data, which limits the predictive power and generalizability of such models.</p>
      <p>Against this backdrop, Machine Learning (ML)—as the core branch of Artificial Intelligence—has brought a revolutionary paradigm shift to sports race analysis through its powerful data-driven modeling, complex pattern recognition, and high-dimensional non-linear fitting capabilities. Its evolution path clearly shows a trend moving from descriptive analysis (e.g., clustering to identify athlete types) to predictive modeling (e.g., forecasting race times or technical efficacy) and toward decision support systems (e.g., personalized training recommendations and real-time technical adjustments) [<xref ref-type="bibr" rid="B4">4</xref>].</p>
      <p>This trend has been successfully validated in other cyclic racing events, such as track and field and cycling. For instance, in track and field, case studies have shown that AI-generated personalized training plans can yield measurable performance improvements of up to 15% for elite athletes [<xref ref-type="bibr" rid="B4">4</xref>]. In road cycling, research teams have utilized historical data and team performance characteristics to build ML models for predicting single-day race results, achieving accuracy that meets or even exceeds that of human experts. These cross-disciplinary successes provide a valuable paradigm and confidence for the deepened application of machine learning in swimming [<xref ref-type="bibr" rid="B4">4</xref>].</p>
      <p>While ML applications in swimming are flourishing, the field remains in an exploratory stage with several deficiencies that require clarification: High Data Heterogeneity: Data sources are diverse, ranging from 2D/3D video sequences and IMU sensor streams to hydrodynamic force data and structured historical records (e.g., USA Swimming’s database of over 4 million records). Effectively cleaning, aligning, and fusing this multi-modal, multi-rate, and multi-scale data to extract unified representative features remains a fundamental challenge. The Gap Between Interpretability and Practice: Although complex models like Deep Learning have excelled in tasks like swimmer detection and stroke rate identification (e.g., the SwimTrack challenge), their “black box” nature makes it difficult for coaches and athletes to trust the underlying logic, leading to caution in applying them to critical technical adjustments. While Explainable AI (XAI) methods like SHAP have been introduced to identify key variables, translating model outputs into actionable training insights requires further exploration. Fragmented Research: Existing studies are scattered across various algorithms, from SVMs and Random Forests to LSTMs and Transformers. However, these are often task-specific (e.g., stroke recognition only) and lack a systematic algorithmic architecture. There is currently no “Panorama” review that follows a complete ML pipeline: Data → Feature → Model → Application Scenario. This has resulted in a lack of unified performance benchmarks and consensus on “optimal” models for specific swimming tasks [<xref ref-type="bibr" rid="B5">5</xref>].</p>
      <p>Given these gaps, this review aims to provide a systematic taxonomy of the machine learning spectrum in swimming race analysis, moving beyond a simple list of cases to construct a clear technical map [<xref ref-type="bibr" rid="B6">6</xref>]. We propose an innovative four-dimensional analysis framework (See <bold>Table 1</bold>).</p>
      <p><bold>Table 1</bold><bold>.</bold> An innovative four-dimensional analysis framework.</p>
      <table-wrap id="tbl1">
        <label>Table 1</label>
        <table>
          <tbody>
            <tr>
              <td>Layer</td>
              <td>Focus Area</td>
            </tr>
            <tr>
              <td>Data Layer</td>
              <td>Multi-source data types, acquisition methods, preprocessing challenges, and fusion strategies.</td>
            </tr>
            <tr>
              <td>Feature Layer</td>
              <td>Extraction of time-domain, frequency-domain, and high-level semantic features for the start, turn, stroke, and finish phases.</td>
            </tr>
            <tr>
              <td>Model Layer</td>
              <td>Categorization and performance comparison of supervised, unsupervised, deep learning, and ensemble learning (e.g., WoCC) models.</td>
            </tr>
            <tr>
              <td>Application Layer</td>
              <td>Mapping model outputs to technical diagnosis, performance prediction, training load optimization, and talent identification.</td>
            </tr>
          </tbody>
        </table>
      </table-wrap>
      <p>Finally, this review provides a critical analysis and future outlook, identifying directions such as real-time feedback systems, the coupling of XAI with coaching decision systems, and Reinforcement Learning for personalized strategy generation. We expect this work to provide a theoretical roadmap and methodological “toolbox” for researchers and coaches, driving ML in swimming from experimental exploration toward systematic, practical application.</p>
    </sec>
    <sec id="sec2">
      <title>2. The Theory and Practice of Phase Division in Competitive Swimming</title>
      <p>The decomposition of a continuous fluid motion into discrete, manageable phases is the fundamental prerequisite for any rigorous biomechanical or tactical analysis. In the context of competitive swimming, phase division does more than provide a unified framework for data alignment; it serves as a “diagnostic scalpel” that allows researchers and coaches to isolate the specific mechanical efficiencies or failures that manifest at different velocities and environmental constraints [<xref ref-type="bibr" rid="B7">7</xref>][<xref ref-type="bibr" rid="B8">8</xref>].</p>
      <sec id="sec2dot1">
        <title>2.1. Macro-Level Standardization and Hydrodynamic Transitions</title>
        <p>From a macro-perspective, the swimming community has converged on a four-stage standardization: the Start, Swimming (Clean Swimming), Turn, and Finish. While these categories appear intuitive, their boundaries are defined by fundamental shifts in the athlete’s hydrodynamic environment [<xref ref-type="bibr" rid="B9">9</xref>][<xref ref-type="bibr" rid="B10">10</xref>].</p>
        <p>The Start Phase (signal to 15 m) represents a complex transition from terrestrial ballistics to underwater fluid dynamics. Biomechanically, this phase is subdivided into the dry-land component (reaction time and impulse on the block), the flight phase, and the entry/underwater phase. The latter is governed by the Froude Number theory, which posits that swimmers must reach a specific depth (typically 0.6 m to 1.0 m) to minimize Wave Drag, the resistance caused by surface wake. Machine learning models, particularly those utilizing Convolutional Neural Networks (CNNs), are now employed to identify the “Breakout” point—the exact moment a swimmer transitions from underwater dolphin kicking to surface swimming—to evaluate whether the athlete maximized the low-drag environment of the deep water [<xref ref-type="bibr" rid="B11">11</xref>][<xref ref-type="bibr" rid="B12">12</xref>].</p>
        <p>Similarly, the Turn Phase is a non-linear process of momentum reversal. It involves a controlled deceleration (approach), a complex angular momentum exchange (the rotation), and a high-velocity push-off. The integration of Inertial Measurement Units (IMUs) with Recurrent Neural Networks (RNNs) has enabled the automated segmentation of these sub-micro-phases by detecting specific peaks in the longitudinal acceleration signal, allowing for the precise measurement of “wall contact time” versus “underwater glide efficiency” [<xref ref-type="bibr" rid="B13">13</xref>][<xref ref-type="bibr" rid="B14">14</xref>].</p>
      </sec>
      <sec id="sec2dot2">
        <title>2.2. Micro-Technical Segmentation: The Ambiguity of Stroke Cycles</title>
        <p>When the analysis descends to the level of a single Stroke Cycle, the lack of a unified definition for phase division becomes a significant hurdle. This inconsistency is not merely a failure of standardization but a reflection of the complexity of Unsteady Hydrodynamics [<xref ref-type="bibr" rid="B15">15</xref>].</p>
        <p>In the most basic Two-Phase Model, the cycle is split into the Propulsive Phase and the Recovery Phase. However, modern research identifies that propulsion is not a binary state. During the “Propulsive Phase,” forces are generated not only through drag-based pressure on the palm (the paddle effect) but also through the generation of high-energy vortices around the forearm (the lift effect) [<xref ref-type="bibr" rid="B15">15</xref>].</p>
        <p>To capture this, researchers utilize Four-Phase Models (Entry, Catch, Pull, Push). The “Catch” is perhaps the most critical transition point for machine learning algorithms to identify. Biomechanically, it is the moment when the hand’s vector changes from a forward/downward search for “still water” to a backward-directed application of force. In the realm of feature engineering, this is often identified as the point of “slope mutation” in pressure sensor data or the reversal of angular velocity in the wrist.</p>
      </sec>
      <sec id="sec2dot3">
        <title>2.3. Algorithmic Automation and Action Segmentation</title>
        <p>The future of swimming analysis lies in moving from manual video annotation to End-to-End Action Segmentation. Traditional heuristic algorithms, which rely on fixed thresholds, often fail due to “technique drift” caused by fatigue or individual stylistic variations [<xref ref-type="bibr" rid="B15">15</xref>].</p>
        <p>Current state-of-the-art approaches employ Temporal Convolutional Networks (TCNs) and Transformer architectures to perform automated labeling of sensor or video sequences. The Self-Attention mechanism in Transformers is particularly effective at identifying long-range dependencies—for instance, how a slight misalignment during the “Entry” phase affects the peak force produced during the “Push” phase several hundred milliseconds later. Furthermore, Unsupervised Clustering is being explored to discover “data-driven phases.” By allowing the model to define its own segments based on structural patterns in the data, researchers may uncover micro-technical transitions that are invisible to the human eye but statistically significant for performance prediction [<xref ref-type="bibr" rid="B16">16</xref>].</p>
      </sec>
      <sec id="sec2dot4">
        <title>2.4. Theoretical Foundations and Neuromuscular Control</title>
        <p>The rationale behind these divisions is increasingly rooted in Neuromuscular Control Patterns. Although often overlooked, each phase corresponds to a specific “muscle synergy” or activation sequence. Theoretical models involving Central Pattern Generators (CPGs) suggest that the rhythmic nature of swimming is governed by neural oscillators. Therefore, the boundaries between phases can be redefined as the “inflection points” where the nervous system shifts its firing pattern from one group of synergists (e.g., the latissimus dorsi during the pull) to another (e.g., the deltoids during recovery) [<xref ref-type="bibr" rid="B17">17</xref>].</p>
        <p>Ultimately, the choice of a phase division model must be analysis-driven. While a coach may require a simple breakdown of the “Catch-to-Push” duration to assess power, a biomechanist might require a multi-stage model to analyze the elbow’s verticality during the “Late Pull.” The challenge for machine learning is to build flexible frameworks that can adapt to these varying levels of granularity while maintaining a standardized data structure for cross-athlete comparison [<xref ref-type="bibr" rid="B18">18</xref>].</p>
      </sec>
    </sec>
    <sec id="sec3">
      <title>3. Key Indicators for Predicting Swimming Performance: Integration of Multi-Dimensional Feature Engineering and Biomechanical Modeling</title>
      <p>Once the structural framework of phase division is established, the central challenge shifts to extracting quantitative indicators within these discrete temporal windows. In the context of Machine Learning (ML), this process is known as Feature Engineering. High-quality feature engineering not only enhances the predictive accuracy of models but also ensures that the outputs remain biomechanically interpretable, bridging the gap between raw data and coaching insights [<xref ref-type="bibr" rid="B18">18</xref>].</p>
      <sec id="sec3dot1">
        <title>3.1. The Non-Linear Evolution of Core Kinematic Parameters</title>
        <p>Kinematic indicators serve as the direct empirical foundation of performance evaluation. However, modern race analysis has pivoted from “mean value statistics” toward “instantaneous fluctuation analysis,” providing a higher resolution of technical efficiency [<xref ref-type="bibr" rid="B19">19</xref>].</p>
        <p>Intra-cyclic Velocity Fluctuations (IVV): While average velocity remains the primary determinant of race outcomes, IVV reveals the underlying mechanics of energy dissipation. Due to the pulsatile nature of propulsive forces and the continuous counteraction of fluid drag, velocity fluctuates cyclically within a single stroke [<xref ref-type="bibr" rid="B19">19</xref>]. Research indicates that IVV is positively correlated with the Energy Cost (CoT) of swimming; smaller fluctuations signify a more streamlined profile and higher propulsive continuity. By utilizing high-sampling-rate signals from Inertial Measurement Units (IMUs), ML models compute the Coefficient of Variation (CV) or Root Mean Square Error (RMSE) of the velocity curve to sensitively capture an athlete's ability to maintain velocity stability under the onset of fatigue [<xref ref-type="bibr" rid="B20">20</xref>].</p>
        <p>The Dynamic Coupling of Stroke Rate (SR) and Stroke Length (SL): The fundamental equation V = SR * SL is deceptively simple. In elite competition, these two variables exhibit a complex, non-linear antagonistic relationship where gains in one often come at the expense of the other. In feature engineering, single metrics like SR or SL are often insufficient to characterize performance. Advanced models incorporate Stroke Gait Features, calculating the rate of change in the SR-SL ratio to identify an athlete's “efficiency signature.” This allows models to discern whether an athlete is sacrificing efficiency for frequency—as typically seen in the final 5 m sprint—or maintaining an optimal propulsive distance per cycle [<xref ref-type="bibr" rid="B21">21</xref>].</p>
      </sec>
      <sec id="sec3dot2">
        <title>3.2. Deep Mining of Kinetic and Biomechanical Parameters</title>
        <p>Kinetic features explore the origin of motion—the application of force and energy—which is vital for understanding the underlying athletic capacity and physiological ceiling of a swimmer [<xref ref-type="bibr" rid="B22">22</xref>].</p>
        <p>Impulse and Explosive Power Representation: Impulse is the integral of force over time and serves as a proxy for effective work. During the start and turn phases, the Countermovement Jump (CMJ) Impulse generated against the block or wall has been identified by ML models—particularly through SHAP value analysis—as one of the most significant predictive variables. By extracting features from the force-time curve, such as time-to-peak force and the Rate of Force Development (RFD), models can quantify the efficiency of an athlete’s explosive power utilization and their ability to transition land-based strength into aquatic propulsion [<xref ref-type="bibr" rid="B23">23</xref>].</p>
      </sec>
    </sec>
    <sec id="sec4">
      <title>4. Conclusions: Toward an Intelligent Synergy of Theory and Data</title>
      <p>The integration of Machine Learning into competitive swimming analysis represents a transformative leap from subjective technical intuition toward a rigorous, data-driven diagnostic paradigm. As demonstrated throughout this study, the effectiveness of these advanced algorithms is fundamentally predicated on a robust theoretical foundation. By systematically aligning standardized phase division with high-density biomechanical features, we move beyond mere performance prediction toward a profound understanding of the “why” behind elite athletic achievement [<xref ref-type="bibr" rid="B24">24</xref>].</p>
      <p>The core of this evolution lies in the transition from viewing swimming as a collection of isolated variables to treating it as a complex, non-linear dynamic system. The dynamic coupling of propulsion and drag, the delicate trade-off between stroke rate and stroke length, and the physiological constraints on mechanical efficiency are no longer “black boxes” of sports science. Instead, through the application of deep learning architectures and Explainable AI (XAI) tools like SHAP, these intricate relationships are now quantifiable and actionable [<xref ref-type="bibr" rid="B25">25</xref>].</p>
      <p>Looking forward, the future of swimming science resides in the creation of holistic digital twins—models that fuse multi-modal data streams (video, IMUs, and physiological sensors) to provide real-time, personalized tactical interventions. By bridging the gap between sophisticated algorithmic modeling and the practical needs of the poolside environment, we empower coaches and athletes with a “methodological toolbox” capable of pushing the boundaries of human potential. Ultimately, the synergy of biomechanical depth and computational breadth will define the next era of aquatic excellence, ensuring that the pursuit of a hundredth of a second is guided by both the art of coaching and the precision of intelligence [<xref ref-type="bibr" rid="B26">26</xref>].</p>
    </sec>
    <sec id="sec5">
      <title>Acknowledgements</title>
      <p>The present study was funded by the “Pioneer” and “Leading Goose” R&amp;D Program of Zhejiang (No. 2024C03260 and No. 2023C03197), the Ministry of Education Humanities and Social Science Research Youth Fund Project (No. 22 YJC890056), the National Social Science Fund of China (No. 24 CTY025), the Zhejiang Provincial College Students’ Scientific and Technological Innovation Activity Program (New Seedling Talent Program) (No. 2025R404A011) and Zhejiang Normal University’s 2025 Provincial Undergraduate Innovation and Entrepreneurship Training Program (No. S202510345121).</p>
    </sec>
  </body>
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